Case Studies | DCM Operations

CASE STUDIES

DCM work with an international client base ranging from Global banking organisations to firms operating within the Fintech and Challenger space.

MANAGED SERVICE & OUTSOURCING

DCM offers AML Execution for client on-boarding, refresh and remediation including client outreach, due diligence, regulatory classification, PEPs, sanctions, and screening.

CONSULTING

DCM delivers expert consulting across Financial Crime Compliance including AML reviews, Maturity Assessments, policy & procedure enhancement and Safeguarding audit and assurance.

E-Money Institution

DCM agreed a fixed price to design and build the firms PEP, Sanctions and Adverse Media Policies. We were retained to support with the operationalisation and embedment of PEP, Sanctions & Adverse Media standards across the organisation.

Global KYC /AML Consultancy

Supported rapid deployment of large-scale operational teams to execute regulatory driven FCC programme.

UK Fintech

Phase 1 regulatory remediation completed on-time and to budget. Establishing robust governance and fostering team empowerment were key contributing factors of sustaining high team performance.

American multinational Investment bank

Rapid deployment of a tactical KYC remediation team. Completed time critical Regulatory remediation program on time and to budget.

Japanese financial holding company

Deployment to provide senior leadership and oversight of multiple KYC/AML workstreams. Increased run rates by 50% to support business demand and volume spikes

European Fintech

DCM deployed a cohesive team of 8 consultants to support a regulatory driven programme work. Activity included complex EDD investigations and the clearance of a SAR backlog.

European Bank ( Mid-tier)

Deployment to provide tactical support within 2nd LOD. Delivered Business Wide Risk assessment and policy and procedure review on time and to budget.

UK Challenger Bank

Senior leadership of a 40-person Client on-boarding team. Delivered transformational improvement to set record amounts of new business to support revenue targets.

Major European Bank

Team mobilisation and senior leadership of a 55 person KYC/AML remediation team. c.3000 clients remediated on time and to budget. Delivered an efficiency review which helped to reduce backlogs by c. 60%

British Multinational Investment Bank

Mobilisation and management of an AML project team. Completed Regulatory remediation program on time and to budget. Consistently delivered over and above the benchmarked run-rate targets.