DCM was mandated to deliver an advisory package of work covering 1- FCA Application assistance which focused on; GAP analysis, reporting on development areas, and enhancing control infrastructure. And 2, deliver the annual Safeguarding and AML Audit. Multi-programmes were delivered ahead of time and to budget. DCM has been retained as chosen partner to provide direct support across the Anti-FinCrime and Legal and Regulatory Compliance space.

DCM deployed a multi-skilled tactical response team (30+ consultants) onto various regulatory focused workstreams over a 3 year period. Activity focused on S166 KYC Remediation, TM Assurance, Complex High Risk Reviews and quality assurance on a back-book of reviews.

Assessment of TM thresholds, monitoring capability and ensuring alert generation remained proportionate to the business. Internal Teams up-skilled with process efficiencies embedded.

Our 40 Person Taskforce Team provided a full spectrum solution supporting operational demand and volume spikes in 1LOD. (CDD activity, Fraud Investigations, Sanctions Screening and TM). Scope of support expanded to 2LOD high-risk approvals and sign-off.

A high presence of Fraud was identified on our customers platform. Our response teams were deployed overnight and early hours to investigate, monitor and clear Fraud and TM alerts to manage emerging threats at source.

DCMs capabilities approved by Mastercard to conduct an independent external assessment of the Financial Crime Control environment of a UK Financial Institution.

Through this purchase, our client acquired a substantial KYC Backlog. DCM deployed a large-Taskforce team to remediate the backlog and close out legacy customers. The was a fully outsourced operation with significant FCA scrutiny which was completed on time and to budget. DCM were then engaged to complete a separate AML investigation project relating to PEP, Sanction and Adverse Media Alert clearance.