Our 40 Person Taskforce Team provided a full spectrum solution supporting operational demand and volume spikes in 1LOD. (CDD activity, Fraud Investigations, Sanctions Screening and TM). Scope of support expanded to 2LOD high-risk approvals and sign-off.

Through this purchase, our client acquired a substantial KYC Backlog. DCM deployed a large-scale Taskforce to remediate the backlog and close out legacy customers.  The was a fully outsourced operation with significant FCA scrutiny which was completed on time and to budget.  DCM were then engaged to complete a separate AML investigation project relating to PEP, Sanction and Adverse Media Alert clearance.

DCM mobilised a specialist multi-language SWAT team to undertake SAR investigation and external reporting to FIU functions.  We quickly minimised backlogs and significantly reduced operational strain on BAU. Our self-steering response team formed robust governance and project controls and delivered the programme remotely following internal standards and protocols.

DCM was mandated to deliver an advisory package of work covering 1- FCA Application assistance which focused on; GAP analysis, reporting on development areas, and enhancing control infrastructure. And 2, deliver the annual Safeguarding and AML Audit. Multi-programmes were delivered ahead of time and to budget. DCM has been retained as chosen partner to provide direct support across the Anti-FinCrime and Legal and Regulatory Compliance space.

Our client was experiencing intense volume spikes in the First Line which was causing a blockage at Approval stage. DCM deployed an interim 10-person Advisory function to provide sign-off and approval on High-Risk files, together with sample testing and assurance to maintain Regulatory Compliance.

Our client was under Regulatory pressure to clear sizeable backlogs and address significant skills-gaps within the existing structure.  DCM deployed a response unit to clear a complex EDD backlog. Our team was supplemented by specialist QC expertise to review historic case files and build a robust framework to improve quality standards and develop internal teams.

DCMs capabilities approved by Mastercard to conduct an independent external assessment of the Financial Crime Control environment of a UK Financial Institution.